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Key Use Cases

Komplieye in Action

See how Komplieye transforms real-world audit and compliance challenges into streamlined, automated processes. From RBI inspections to branch audits, our platform delivers measurable results across various scenarios.

Zero Missed Deadlines
100% on-time regulatory filings
75% Time Savings
Reduced audit cycles
Use cases overview

Real-world Scenarios

How Organizations Use Komplieye

1

Preparing for RBI Inspections/Audits

When regulators like the Reserve Bank of India come for an inspection, Komplieye ensures you're fully prepared. All compliance activities, audit reports, and evidence are organized and readily accessible. Any observations raised during the inspection can be immediately logged as tasks and assigned to appropriate owners.

  • Instant access to all audit trails and compliance records
  • Real-time logging of inspection observations
  • Auto-extraction of findings from LOI documents
  • Immediate action plan creation for each observation
RBI Inspections
Branch Audits
2

Branch Audits Across Multiple Locations

Streamline internal audit processes across dozens of branches with standardized audit programs and checklists. Auditors record findings in real-time, which branch managers can view and act upon immediately. The platform coordinates scheduling, aggregates results, and ensures accountability for fixes.

  • Centrally defined audit programs and checklists
  • Real-time finding recording and visibility
  • Automated task assignment to branch managers
  • Consolidated view across all branch audits
3

Timely Regulatory Return Filing

Manage numerous regulatory filings with strict deadlines through Komplieye's Compliance Calendar. The platform schedules returns well in advance, facilitates collaboration for data gathering, and sends automated reminders to ensure zero missed deadlines.

  • Pre-scheduled compliance calendar with all deadlines
  • Collaborative data gathering with predefined templates
  • Automated reminder system for approaching deadlines
  • One-click return generation in required formats
Regulatory Filing
RBI Circulars
4

Tracking & Implementing New RBI Circulars

Stay ahead of regulatory changes with AI-powered circular analysis. When new RBI circulars are uploaded, the system automatically identifies impacted policies and creates implementation tasks. Track the complete implementation lifecycle from circular receipt to full operationalization.

  • AI analysis of new circular content and impact
  • Automatic generation of implementation tasks
  • Assignment to appropriate policy owners
  • Dashboard tracking of implementation status
5

Closing the Loop on Audit Findings

Transform audit findings into actionable tasks with full tracking to resolution. Every finding automatically spawns compliance tasks with clear recommendations, due dates, and evidence requirements. Build a knowledge base of resolutions for future reference and ensure nothing gets lost or forgotten.

  • Automatic task creation from audit findings
  • Clear recommendations and due date assignments
  • Evidence attachment and review workflows
  • Knowledge base of past resolutions
Audit Findings

Proven Results

Why Organizations Choose Komplieye

75% Time Savings

Reduced audit and compliance cycle times through automation and streamlined workflows.

Zero Missed Deadlines

100% on-time regulatory filing record with automated reminders and tracking.

Complete Visibility

Real-time dashboard view of all audit and compliance activities across the organization.

Better Collaboration

Seamless coordination between audit teams, compliance officers, and branch managers.