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Compliance Management Dashboard

Comprehensive Compliance Management System

Komplieye's Compliance Management System ensures your bank stays fully compliant with RBI regulations and internal policies through intelligent automation and real-time tracking. It covers everything a compliance team needs – from scheduling regulatory tasks to filing returns and managing policy changes.

No Missed Filings
100% on-time compliance
Complete Audit Trail
Full transparency & accountability

Key Features

Complete Compliance Lifecycle Management

1

Compliance Calendar & Scheduling

The platform provides a comprehensive Compliance Calendar that centralizes all compliance activities and deadlines in one view. Whether it's a monthly RBI return, a quarterly internal compliance check, or a one-time regulatory inspection, you can schedule and track it on this calendar.

  • Centralized compliance calendar view
  • Automated reminders and alerts
  • Recurring task automation
  • Color-coded status indicators
Compliance Calendar Dashboard
2

Workflow-Based Compliance Monitoring

Every compliance activity in Komplieye follows a defined workflow with maker-checker controls and turnaround time (TAT) tracking. Through the Monitor module, users execute compliance tasks under guided steps and approval flows.

  • Maker-checker approval controls
  • SLA timeline tracking with visual indicators
  • Complete audit trail documentation
  • Real-time progress monitoring
Workflow Management System
3

Regulatory Content Management

Staying on top of regulatory changes is effortless with Komplieye's Regulation module. This serves as a centralized library for all your regulatory documents – RBI circulars, Master Directions, Acts, as well as your internal policies and SOPs.

  • AI-powered document parsing
  • Centralized regulatory library
  • Policy mapping to internal processes
  • Version-controlled approvals
Document Management AI
4

RBI Returns Management & Reporting

Komplieye acts as a dedicated regulatory reporting software for managing all your RBI and other regulatory returns. It comes with a master library of RBI-defined returns pre-loaded into the system.

  • Pre-loaded RBI returns library
  • One-click submission integration
  • Automated data validation
  • Deadline tracking & alerts
RBI Returns Dashboard
5

Issue Management & Task Tracking

Compliance doesn't end with filing returns or updating policies – it also involves remediating issues identified in audits or inspections. Komplieye's CMS includes a powerful Task Management module that captures all compliance-related tasks and issues in one place.

  • Comprehensive task assignment & tracking
  • Issue escalation alerts
  • Evidence & document attachment
  • Status tracking & reporting
Task Management Dashboard
6

Real-Time Compliance Dashboard

For CXOs and Compliance Heads, Komplieye offers a real-time Compliance Dashboard that serves as a command center for your institution's compliance health. At any moment, you can log in and see key KPIs and visualizations.

  • Real-time compliance KPIs
  • Branch-wise compliance heatmap
  • Trend analysis & reporting
  • Customizable filtering & drill-down
Real-time Analytics Dashboard

Outcomes

Measurable Compliance Results

No Missed Filings

100% on-time regulatory submissions with automated reminders and tracking

Streamlined Workflows

Automated compliance processes with maker-checker controls and audit trails

Complete Audit Trail

Full documentation and transparency for regulatory scrutiny and internal reviews

Proactive Risk Management

Early identification and resolution of compliance issues before they escalate

Ready to Transform Your Compliance Management?

Join leading banks and NBFCs who have revolutionized their compliance processes with Komplieye's intelligent automation platform.